We have chosen to conduct our business through KMS Financial Services, Inc., a wholly owned subsidiary of Ladenburg Thalmann Financial Services, Inc., a member of the New York Stock Exchange since 1879. We rely on KMS for compliance and operational support, which allows us more time to focus on our clients. KMS does not offer proprietary products nor have sales quotas. This gives us the flexibility to select, from a wide variety, the financial solutions we believe will best serve our clients.
Securities and Advisory Services offered, in states where licensed, exclusively through representatives of KMS Financial Services, Inc., Member of FINRA /SIPC and an SEC Registered Investment Advisor.
One or more advisors at Capital Financial Planners, LLC, are licensed to provide advisory services to residents in the following states: AZ, CA, HI, ID, MT, NC, NM, OR, PA, UT, WA, and WI. Barrigan Nelson and Chad Campbell are licensed to offer securities in the State of Oregon.
This site is for informational purposes only and is not an offer to sell or a solicitation of an offer to buy any securities or investment advisory services which may be referenced herein. We may only offer services in states in which we have been properly registered or are exempt from registration. Therefore, some of the services mentioned may not be available in your state, and if not, the information is not intended for you.
Certified Financial Planner Board of Standards Inc. owns the certification marks CFP®, CERTIFIED FINANCIAL PLANNER™ and CFP (with flame logo) in the U.S., which it awards to individuals who successfully complete CFP Board’s initial and ongoing certification requirements.
These materials have been independently produced by Capital Financial Planners, LLC. Capital Financial Planners, LLC is independent of, and has no affiliation with, Charles Schwab & Co., Inc. or any of its affiliates (“Schwab”). Schwab is a registered broker-dealer and member SIPC. Schwab has not created, supplied, licensed, endorsed, or otherwise sanctioned these materials nor has Schwab independently verified any of the information in them. Schwab does not provide the clients of Capital Financial Planners, LLC with investment advice. For those clients choosing to open a Schwab account, Schwab maintains custody of assets in a brokerage account and will effect transactions for such account on our instruction.