The Capfina Difference


 Our commitment to our clients is defined by three core principles:

Personalized Approach

  • In-depth discovery helps us understand our clients’ values, goals, and priorities
  • Financial strategies are developed that illustrate where clients stand today and provide a roadmap for the future
  • Clear recommendations are designed to explain options and simplify the complex

Comprehensive Guidance

  • A team approach that allows for innovation, specialization, and a tailored client focus
  • A clear and approachable investment framework that is research-based, risk-managed, and is tied to each client’s stated goals and needs
  • Access to world-class resources and collaboration with other professionals helps with plan integration

Attentive Service

  • Working with a select clientele allows for a high degree of accessibility and responsiveness
  • Ongoing monitoring and communication helps clients stay focused on their goals and allows for flexibility as circumstances change
  • Active listening and taking an interest in our clients’ lives helps develop understanding and open dialogue


To prepare for a first visit with us, or with any financial advisor, we recommend using this Financial Profile document to collect some thoughts and information.

For more detailed information on our approach and process: